Securities Fraud Defense

At Denner Pellegrino, LLP, our lawyers defend individuals and brokers in matters related to securities fraud of all types. We handle state and federal cases such as those before state secretaries of state, the Securities and Exchange Commission and other regulatory agencies.

We represent individuals throughout the United States from our offices in Boston (direct 1-617-227-2800), Springfield (direct 1-413-746-4400), Providence and New York City. If you have been charged with or believe you are being investigated for securities fraud, contact an experienced securities lawyer. Call Denner Pellegrino, LLP, in Boston (direct 1-617-227-2800), Springfield (direct 1-413-746-4400) or toll free at 1-866-348-0900.

Examples of our securities fraud cases

Our cases include those involving charges of:

• Telemarketing fraud
• Mail and wire fraud
• Market timing trades
• Insider trading
• Late trading
• Fraudulent investment schemes such as “pump and dump”
• Broker licensing issues
• Churning
• SEC violations
• Backdating stock options

We defend stockbrokers, promoters, traders, accountants and lawyers. Our law firm has access to a vast network of financial and securities specialists and investigators; we rely on their expertise to build strong defense strategies for our clients. We have defended clients who have been charged with fraud by individual and institutional investors, licensing bodies, governmental regulatory agencies and broker/dealers.

Protecting your rights throughout the legal process

If you are facing a securities fraud charge, it is important that you seek legal counsel from an experienced criminal defense lawyer. At Denner Pellegrino, LLP, we represent clients throughout the legal process, from initial investigation through parole after conviction, including:

• Extradition
• Arrest
• Grand jury indictment
• Charging
• Bail hearing
• Arraignment
• Plea negotiations
• Trial
• Verdict
• Pre-sentencing investigation and reports
• Post-conviction appeals, writs and motions
• Probation
• Jail or prison

Dedicated to protecting your rights and your future

A charge of securities fraud can affect your livelihood in a very direct way, requiring you to surrender a professional license. Our goal is to ensure that your rights are protected and to minimize the consequences of the charges against you. As our client, you will be defended vigorously. We will explore every option, investigate the prosecution’s case to identify weaknesses and ensure that you receive the defense you need to get results. Contact Denner Pellegrino, LLP, to learn how we will put our resources and experience to work for you. Call Boston (direct 1-617-227-2800), Springfield (direct 1-413-746-4400) or toll free at 1-866-348-0900.

Our mail and wire fraud defense attorneys are available to respond to emergencies and staff can accommodate clients speaking Spanish, Portuguese, Hindi, Russian, Polish and some Southeast Asian languages.